Archives: Conduct, practice and risk management

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SRA – risk outlook

May 2022 | Conduct, practice and risk management

The SRA has published its 2021/22 risk outlook – clearly the risks will be applicable to non-SRA regulated firms as well, so all firms should consider it. The SRA refers to ‘these times of exceptionally high uncertainty’. The entire report is worth reading but some of the key points of risk are: Firms have continued …

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