Archives: Conduct, practice and risk management

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Transparency rules – one year on

December 2020/January 2021 | Conduct, practice and risk management

Each month we consider conduct and practice issues relevant to busy practitioners. As the SRA has produced its one-year review of the transparency rules, this seems like an appropriate moment to remind firms of these obligations. It has been compulsory for SRA, CLC and other regulated firms to include costs and complaints information on their …

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GDPR – time to conduct a review?

November 2020 | Conduct, practice and risk management

Each month we consider conduct and practice issues relevant to busy practitioners. This month we will revisit the importance of GDPR. Cybercrime is a frequent topic (see October 2020 (p4)), not least because it is a risk to law firms which is permanent but also because the risks are greater with large numbers of staff …

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