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SRA – AML sectoral risk assessment

April 2024 | Conduct, practice and risk management

The SRA has updated its AML and terrorist financing sectoral risk assessment. The UK government periodically undertakes a national risk assessment pulling together risk-based information from all sectors in scope of the AML requirements, law enforcement and other sources. The SRA reminds firms that all firms that are within scope of the Regulations must comply …

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Findings of fact – clarification of reasons

April 2024 | Family

The procedure for requests for clarification following a ruling is being misused – it is intended only to avoid unnecessary appeals being launched on grounds of absence of reasons. In this case, the LA appealed findings made in care proceedings. The LA had raised several requests for clarification, the scale of which the CA described …

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Adoption – care orders

April 2024 | Family

The judge made a care order – an order which was not open to her in law. It had been made applying the wrong statutory principles and without carrying out the proportionality assessment stipulated by case law. M had five children and appealed the care order in respect of her baby (J). This is a …

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Care proceedings – fact findings

April 2024 | Family

In this article, family barrister Nick Brown from St Philips Chambers, Birmingham comments on the issue of threshold findings in care proceedings and the criminal standard of proof. He writes in light of a 2023 family court ruling following an application to reopen findings of fact. In 2016 HHJ Orrell found ‘to the criminal standard’ …

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Procedure – mediation

April 2024 | Family

Giving judgment in Re X (see previous entry) Knowles J noted the upcoming changes to the FPR 2010 (which are in force from 29 April 2024) ‘will give an added impetus to the court’s duty in this regard’. The amendments to Part 3 FPR in relation to MIAMs and non-court dispute resolution are introduced under …

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Mediation – costs; court expectations

April 2024 | Family

The court expects those involved in family proceedings, whether the case concerns money or children, to make a ‘serious effort’ to resolve their differences before proceedings are issued. In a case involving assets valued at up to £29m, Knowles J also made clear in her ruling that this expectation continues ‘at any stage of the …

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EAT – deposit order

April 2024 | Employment

The EAT has heard a case, the history of which it described as ‘very unusual’. The case involved claims of unfair dismissal based on a constructive dismissal claim and of discrimination arising out of the part-time worker status of the claimant. The claimant and respondent went through a fully contested hearing. However, that contested hearing …

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