SRA – fines firm over £100k

December 2023/January 2024 | Professional
A recent SRA decision has made headlines in the legal press. Practitioners can read the entire decision, but there is much disquiet about the fact that the firm was ordered to pay a financial penalty of £101,357 regarding AML failings; many felt that this was disproportionate given that: The firm self-reported, assisted the SRA throughout …
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