AML – SRA enforcement

July/August 2021 | Conduct, practice and risk management

We reported in our February 2021 edition (p3) on the long-awaited LSAG guidance on the 2017 Money Laundering Regulations. Practitioners should note that the SRA has recently published details of fines that it has issued against firms for failure to comply with AML responsibilities. Firms which fall within the ambit of the 2017 Regulations must …

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